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Major incident response and investigation

Stage 3: Initial response

Step 3.1

For: Inspector line manager

Despatch of inspector

Decide timing of despatch of an inspector to the incident and to what purpose, by considering:

  • whether urgent HSE attendance is appropriate
  • whether there is sufficient information about the incident
  • any initial health and safety issues/instructions with inspector
  • HSC/E’s policies on enforcement priorities
  • the involvement of other enforcement/investigation agencies
  • involvement of  HSL

Discuss with the inspector:

  • the initial objectives to be achieved
  • the arrangements for reporting initial information

Meanwhile, inform:

  • the originator of the initial notification of the proposed attendance and estimated time of arrival
  • the emergency services of the intention to deploy an inspector

If the incident was a fatal:

  • inform the Coroner/Fiscal whether or not HSE is involved in investigating the incident if practicable
  • remind the Coroner that HSE should be informed when the inquest is to be held

For guidance on this, please see:

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Step 3.2

For: First inspector at scene

Emergency services

Immediately on arrival:

  • make contact with officers in control of the emergency services present at the scene
  • confirm the status of the incident with fire service
  • determine whether the police have retained control of the site or that has been released to the occupier
  • confirm that civil contingency plans are not being activated

If the incident is subsequently declared to be a civil contingency event:

  • follow the instructions of Police Gold re evacuation
  • notify appropriate FOD Divisional Director, HSE press office and line manager

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Step 3.3

For: First inspector at scene

Initial actions

Take the following initial actions:

  • start a written record in notebook
  • start a written record of key decisions in key decision log
  • make an initial risk assessment of personal health and safety and any PPE requirements
  • assume interim control of the investigation until relieved by investigation team leader
  • alert the site operator and other emergency service officers, if required, of the need to leave evidence undisturbed.
  • collect latest information about the incident, including: precise location (using the grid reference (if necessary), casualties (numbers, severity, deaths, injuries, persons trapped, etc); hazards (spillages, leaks, fire, safety of buildings, machinery, etc); type of incident (chemical release, explosion, fire, structure collapse, etc)
  • determine whether and what specialist, technical or additional support required
  • determine the health and safety requirements, e.g. PPE, for other HSE staff who will attend, identify safe routes of access, etc
  • be prepared to make a holding statement to the media if required
  • if enforcement action against the emergency services is a consideration, consult the line manager where ever practicable

For further guidance on this, please also see:

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Step 3.4

For: First inspector at scene

Confirmation of initial information

On site, confirm:

  • that the information that triggered the designation of the incident as a potential major incident is correct

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Step 3.5

For: First inspector at scene

Notifications

Whether or not the initial information was correct, pass on details of the current situation, either directly or via line manager, to:

  • press office 020 7717 6700, or out of hours 020 7928 8382 (who will inform the Secretariat)
  • duty officer (0151 922 9235), if incident occured out of hours
  • FOD divisional director for region concerned, if civil contingency plans are activated whilst on site
  • relevant section/area manager for establishment concerned
  • relevant specialists, e.g. mechanical engineering, process safety, etc, if required
  • HSL if required
  • DoT duty officer 0207 7944 5999 or duty press officer 0207 7944 4292, for incidents involving transport
  • DTI duty officer/press officer 0207 215 3505/3234, for a civil nuclear emergency

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Step 3.6

For: First inspector at scene

Re-evaluation of designation

If the information that triggered the designation of the incident as major is not substantially correct:

  • provide updated information to enable re-evaluation of incident status to be made

go to step 1.3: Confirmation of potential major incident

Next: Stage 4: Investigation management